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DECISION
2006
D E C I S
I O N
No. 14, dated 22 May 2006
The Constitutional Court of the Republic of Albania,
consisting of:
Gjergji Sauli, President of the Constitutional Court
Fehmi Abdiu,
Kristofor Peçi, Vjollca Meçaj,
Xhezair Zaganjori, Petrit
Plloçi, Sokol
Sadushi, Alfred Karamuço, Kujtim Puto,
with secretary Arbenka Lalica, on 30 January 2006, examined
case no. 11 in open judicial session, which pertains to
APPELLANT:
A GROUP OF DEPUTIES OF THE ASSEMBLY OF THE REPUBLIC OF
ALBANIA, represented by Petro Koçi and Ylli Manjani, with
authorisation.
INTERESTED SUBJECTS:
1.
THE ASSEMBLY OF THE REPUBLIC OF ALBANIA,
represented by Idar Bisri and Dritan Devole, with
authorisation.
2.
THE COUNCIL OF MINISTERS,
represented by Hasan Metuku, with authorisation.
3.
THE HIGH COUNCIL OF JUSTICE,
represented by the vice-chairman, Ilir Panda, with
authorisation.
THE OBJECT:
The repeal of law no. 9448 of 5 December 2005 “On some
amendments and additions to the law no. 8811 of 17 May 2001
‘On the organisation and functioning of the High Council of
Justice’ ” as incompatible with the Constitution.
LEGAL BASIS:
Articles 124/1, 131/a and 134/c of the Constitution, as well
as article 49 ff. of law no. 8577 of 10 February 2000 “On the
organisation and functioning of the Constitutional Court of
the Republic of Albania.”
The appellants
have presented these reasons for the abrogation on
unconstitutional grounds of the law that is the object of
examination:
- According to the Constitution, the institution of the High
Council of Justice is organised and functions with a permanent
character, but not with full work time membership;
- The incompatibility of the mandate of a member of the High
Council of Justice with any other political, public or private
activity (except teaching) conflicts with the constitutional
definition of membership in the High Council of Justice by
reason of being a judge;
- The new law interrupts both the mandate of the members of
the High Council of Justice, as well as the exercise of the
function of judge, in violation of the Constitution;
- The conflict of interests that the law under examination
intends to avoid is solvable by the legislation in force;
- The new law goes outside the constitutional logic of the
representation of the judiciary in the High Council of Justice
and violates its principle of self-governance;
- The law was approved in violation of the requirements of
article 82 of the Constitution, which defines the obligation
of the Council of Ministers to express itself about the
financial effects of the law;
- Article 3 point 4 of the law gives to a member of the High
Council of Justice immunity from criminal prosecution, a
quality that has not been provided for by the Constitution;
- Article 2 of the law that is the object of examination, as
it has been formulated, prohibits the President of the
Republic, the President of the High Court and the Minister of
Justice from performing their other public duties in addition
to membership in the High Council of Justice.
The representative of the Assembly of the Republic of Albania
has set out:
- The new law aims at freeing the High Council of Justice from
conflicts of interest in the function of rendering justice;
- Article 5 of the law under examination, that is, the
incompatibility with certain activities, has to do with the
members of the High Council of Justice, but not with the
President, the President of the High Court and the Minister of
Justice;
- The term “judge” in the composition of the High Council of
Justice defined in article 147/1 of the Constitution does not
have to do with full time activity as a judge, but with their
election from the ranks of the judges;
- The activity of the judges as members of the High Council of
Justice full time does not mean that they will no longer have
ties with the judiciary, but they will remain part of it even
after the end of their mandate as a member;
- Internal contradiction and lack of clarity of the legal
provisions cannot be the object of constitutional
adjudication;
- The Assembly has respected the constitutional obligations
for examining the financial effects of the law.
The representative of the High Council of Justice has set out:
- The members of the High Council of Justice elected by the
judiciary must be considered judges and as such they have
immunity;
- The members of the High Council of Justice have not resigned
from the duty of judge, but are exercising this duty in
another form;
- According to Article 5 of the law under examination, the
President of the Republic, the President of the High Court and
the Minister of Justice cannot be denied competences in the
exercise of duty of member of the High Council of Justice.
CONSTITUTIONAL COURT
after hearing the rapporteurs of the case, Alfred
Karamuço and Kujtim Puto, the representatives of the
appellants who sought the acceptance of the complaint, the
representatives of the Assembly who sought the refusal of the
complaint, the representative of the Council of Ministers and
of the High Council of Justice who said that they left it to
the judgment of the Constitutional Court, and after discussing
the case as a whole,
FINDS:
By law no. 9448 of 5 December 2005, the Assembly
of the Republic of Albania made several amendments and
additions to law no. 8811 of 17 May 2001 “On the organisation
and functioning of the High Council of Justice.” With these
amendments and additions, the members of the High Council of
Justice were to choose one of the functions, either to
exercise the duty of judge full time or only the duty full
time of member of the High Council of Justice. As members of
the High Council of Justice, they would enjoy immunity from
criminal prosecution. Except for the judges of the High
Court, the other judges would have the right to return again
as full-time judges after the end of their mandate as members
of the High Council of Justice. In addition, according to
these amendments, the members of the High Council of Justice
elected by the Assembly should not be judges.
The Constitutional Court considers that the resolution of the
problems set out by appellant and by the interested subjects
is conditioned by the interpretation of the constitutional
norms and principles for the separation and balancing among
the legislative, executive and judicial powers, the
constitutional regulations on the nature and functioning of
the High Council of Justice, and the status and activity of
their functionaries, among other things.
The principle of the separation and balancing of the powers as
one of the main foundations of many modern constitutions,
provided also in article 7 of the Constitution, gives the
possibility to the three branches of the government
(legislative, executive and judicial) not only to respect one
another in the exercise of their functions, but also to be
checked and assisted in a mutual manner, with the purpose of
the best possible functioning of the system of governance.
This principle, not being an end in itself, assists power in
being distributed to several holders with different tasks and
functions, in order to secure, reciprocally, greater justice
in its exercise. On the other hand, this principle also
assists in the joint action of the holders of the powers,
assuring a level of higher security and a guarantee for
reaching correct and well-considered decisions. Therefore, the
principle of the separation and balancing of the powers,
notwithstanding the alternation of the political forces in
power, should remain dominant.
The autonomy and independence of judges constitutes an
effective guarantee for the rights of citizens. These
guarantees find their expression in article 147 of the
Constitution, from the content of which the “government” of
the judiciary has been left to the competence of the High
Council of Justice. According to this provision, that
constitutional organ, independent from the legislative and
executive powers, decides among other things about the
transfer of judges of the first instance and appeal and about
their disciplinary responsibility as well as proposing
judicial candidacies to the President of the Republic for
appointment. The High Council of Justice is the
constitutional organ positioned at the top of the
organisational pyramid of the judicial power. In order to
realise the self-governance of the judiciary, the High Council
of Justice has a majority of judges, who, exercising their
function as such, realise the connection of this Council with
the judicial body. The Constitution maker has instilled a
corporate (self-governing) spirit in the High Council of
Justice with the specific purpose of making the court
independent from interferences of the legislative and
executive powers.
The concept of self-governance of the judiciary finds its
expression not only in the framework of the separation of
powers, but also in their joint action. Therefore, it can
hardly be accepted that there is a violation of the principle
of the separation and balancing of the powers when one power
creates organs of another power or secures income for the
budget of another power. Starting from the need for joint
action among the powers, the self-governance of the judiciary
cannot be realised as required without respecting the
principle of democracy, that is, without also listening to and
appreciating the will of the sovereign, which is expressed not
only when it approves the laws of organisation and functioning
of the organs of the judiciary, but also when it approves the
appointment of the members of the High Court and its
President, as well as when it directly elects three members of
the High Council of Justice.
The joint action of the High Council of Justice with the
executive power shows itself especially in the procedures of
disciplinary measures against judges. These [measures] cannot
be taken without the active participation of the Minister of
Justice, while the appointment [of the judges] cannot be done
without the approval of the Chairman of this Council, who,
because of his function, is the President of the Republic. The
Constitution has given the President of the Republic the
chairmanship of the High Council of Justice, because the Head
of State can exercise better than anyone else the mission of
moderator in the activity of the High Council of Justice,
since his function has been vested with prestige and the
position he occupies as an institution puts him above all the
parties.
These are the fundamental elements of mutual action among the
powers, without which a system of governance cannot be
understood.
Distinguishing the judges from the category of officials of
the other powers is considered one of the most important
aspects of the independence of the judiciary. The executive is
perhaps the most serious concern for this independence,
because potentially it has a direct interest in connection
with the manner of solution of a large number of questions and
because it has the practical possibility to exercise the
greatest influence against the judges.
The independence of the judiciary has two essential
components, which are: impartiality and independence of the
judge (with the respective distinctions between them).
Impartiality refers to a subjective position of the judge in
connection with the case and with the parties participating in
it, while independence means not only a specific position
toward the exercise of the judicial function, but a position
or relationship with respect to the others, especially the
executive power, which is based on the existence of objective
guarantees and conditions. The recognition of the importance
of these principles, which are interwoven with one another, as
well as the taking of measures to respect them directly affect
the correct resolution of the questions under adjudication,
and therefore the Constitution itself, in its provisions, has
defined both the composition of the High Council of Justice as
well as the nature of the activity of the organ as a whole and
of its members in particular.
It is argued that the additions and amendments made to law no.
8811 of 17 May 2001 “On the organisation and functioning of
the High Council of Justice” are necessary to avoid conflicts
of interest of the members of the Council, especially during
decision-making, where this influence is claimed to have been
concrete, as well as during the exercise of control of the
activity of several courts, which its members personally
directed. Therefore, with the additions and amendments made to
law no. 8811 of 17 May 2001 “On the organisation and
functioning of the High Council of Justice,” the members of
this organ will have to work full-time in the Council and will
no longer exercise full time the duty of judging cases,
therefore also that of directing the courts.
The Constitutional Court reaches the conclusion that the
amendments and additions not only weaken the self-governance
of the judiciary, but also, in themselves, they conflict with
the regulation that the Constitution has made for the
composition and functioning of the High Council of Justice.
Article 1 (unchanged) of law no. 8811 of 17 May 2001 “On the
organisation and functioning of the High Council of Justice,”
elaborating the constitutional principle of self-governance of
the judiciary, has defined the High Council of Justice as the
“responsible state authority” both for appointing judges, for
disciplining them and for controlling their activity. The
fulfilment of the purposes of the Constitution and the law
also require, to the maximum extent possible, the avoidance of
interests in the decision-making of this organ as well as the
strengthening of control over the activity of the judges.
Nevertheless, the solutions that the law under examination has
given, even if were to be accepted that they are advantageous,
are not in harmony with the constitutional regulation and with
the relationships of the organs defined by it. In the
regulations that the Constitution has made of the relationship
between independence and the guaranty of the judge
(self-governance of the judiciary) on the one hand, and
conflicts of interests of the members in the decision-making
of the High Council of Justice on the other hand, it has been
intended for priority to be given to the independence of the
judicial power and not to conflicts of interest, as has been
done by the law under examination.
The joint interest of protection is the foundation of every
rational motive of independence and [the foundation] of the
guarantee and, in the service of protection of the judiciary,
the Constitution has not removed the members of the High
Council of Justice from adjudicating nor, consequently, from
the interests of the judicial body. Therefore, problems that
might emerge in the decision-making of the High Council of
Justice from a conflict of interests of its members may and
should be resolved either in the framework of the existing
legislation or by making various additions to the laws, but
without violating the constitutional regulations about the
nature of the functioning and composition of the High Council
of Justice.
The law that is the object of examination mixes up the
institution of the High Council of Justice, which, according
to the Constitution, is permanent in its function, with
membership that does not operate in a continuous manner and
full time. Article 147/1 of the Constitution, regulating the
functioning and composition of the High Council of Justice,
clearly defines that this Council consists (in its majority)
of judges who are elected by the National Judicial Conference.
For the latter, it specifies not only the number, but also
their quality as judges, which is how it also acts when it
defines participation because of function (‘ex officio’)
of the President of the Republic, the President of the High
Court and the Minister of Justice, who are not and cannot be
permanent. If it were the case that the majority of the
members of the High Council of Justice might not be judges,
the Constitution would simply have appointed members as in the
case of the members elected by the Assembly. It was done in
this way in article 15 of the prior law no. 7561 of 29 April
1992 “On some amendments and supplements to law no. 7491 of 29
April 1991 ‘On the major constitutional provisions,’ ” which
provided that the High Council of Justice consisted among
others of nine jurists, that is, without specifying them as
judges or prosecutors. So long as the Constitution in force
has made the specification itself, calling them judges, other
names cannot be set that might add or reduce other
qualifications and lead to a different composition from the
composition that it defines.
The law that is being examined has sanctioned that nine
members of the High Council of Justice are elected by the
National Judicial Conference (article 1) and, after election,
exercise duty as such full time (article 3/1). This legal
regulation conflicts with the content of article 147 of the
Constitution and with its spirit, according to which nine
members of the High Council of Justice elected by the National
Judicial Conference are not only formally, but also actually,
judges in office (in action). In this connection, Albanian
practice, also supported by the content of several other
constitutional norms, has considered judges as state
functionaries charged with the duty of rendering justice.
According to article 143 of the Constitution, “Being a judge
is not compatible with any other state, political or private
activity.” From the content of this norm, it is clear that
the first and main duty is being a judge, in the sense that
judges give decisions and render justice in a continuing
manner. In connection with this duty, the Constitution has
made an exception concerning their non-permanent activity in
the High Council of Justice, in which they represent the body
of the judges who elected them to this constitutional organ.
Exceptions to the constitutional regulation cannot be set by
law. The Constitution maker itself, when considering it
reasonable, has made exceptions in a special manner. Thus, it
has expressly permitted the membership of the President of the
Republic or the Minister of Justice in the High Council of
Justice, although articles 89 and 103/2 of the Constitution
have determined respectively that he (the President of the
Republic) “may not hold any other public duty” or that “the
Minister of Justice may not exercise any other state
activity.”
According to the Constitution and the repealed norms of law
no. 8811 of 17 May 2001 “On the organisation and functioning
of the High Council of Justice,” the nine judge members are
elected by the National Judicial Conference because of their
quality as judges. Conceiving of them as judges in office,
the Constitution maker has not seen it appropriate to clothe
the members of the High Council of Justice with any kind of
special protection, nor has it put limitations on them so far
as concerns incompatibilities of function. The lawmaker
itself, in the law under examination amending the prior one,
has accepted that the members of the High Council of Justice
should enjoy immunity and that their mandate is incompatible
with any other public or private political activity except for
teaching. It is not accidental or a consequence of
“forgetfulness” that the Constitution does not mention
“privileges” or “limitations” as above for the members of the
High Council of Justice, who are elected by the judiciary and
represent its “voice” at a time when it is accepted that they
constitute an essential guarantee for the independence and
autonomy of the judiciary. Not giving these guarantees is
reasoned with the very conceptualisation of the Constitution
maker that the nine members elected by the judiciary, being in
the composition of the High Council of Justice, continue to
work full time as judges and as such, according to article 137
of the Constitution, enjoy immunity like all other judges.
It is baseless for the interested subjects to claim that the
members of the High Council of Justice elected by the
judiciary may be considered judges even though they do not in
effect work as such, as has also been done for those judges
who work in various management functions in the Ministry of
Justice. Law no. 8678 of 2 November 2000 “On the organisation
and functioning of the Ministry of Justice” gives judges and
prosecutors the possibility, in article 4, to serve in several
structures of the Ministry of Justice, and this period is
recognised to them only as work seniority as a judge or
prosecutor for purposes of the requirements of the
professional career. However, without analysing the
constitutionality of this norm, which is outside the object of
examination of the case, the acceptance of such a claim would
conflict with the interpretation and implementation of article
143 of the Constitution, according to which being a judge is
not compatible with any other state activity.
Although the Constitution treats the regulations about
incompatibility of the mandate of the functionaries of the
constitutional organs as well as the immunity of the latter in
an exhaustive manner, the law under examination has made a
regulation for them that even the Constitution itself has not
provided. Here it is not only a matter of having failed to
exclude the incompatibility of the mandate of a member of the
High Council of Justice with the mandate of members who have
this duty because of their function (the President of the
Republic, the President of the High Court and the Minister of
Justice), but also because the new law considers the mandate
incompatible with any other public activity (thus also with
activity as a judge), when article 147/1 of the Constitution
not only does not prohibit it, and on the contrary stresses
that the members elected by the National Judicial Conference
are judges. Furthermore, the law under examination has gone
beyond the regulation of article 5 of the repealed law. The
latter, accepting the incompatibility of the function of a
member of the High Council of Justice only with that of
prosecutor, member of the management and executive organs of
political parties, or advocate in the courts of the first and
second instance, accepted the incompatibility to the extent
that it did not violate not only the principle of the
separation of powers, but also the principle of balancing them
as well as that of self-governance of the judicial power.
By article 6/4 of the law under examination, the members of
the High Council of Justice have been given the right to enjoy
immunity, also defining both the procedure and the respective
organ charged with lifting this immunity (the High Council of
Justice).
Immunity has to do with the protection of a particular
category of officials (that is, immunity ratione personae)
from the jurisdiction of the criminal courts. Its constituent
elements are the lack of responsibility for criminal offences
as well as freedom from criminal prosecution. The
Constitution has expressly provided the functions whose
bearers should enjoy immunity. It has not been provided in any
provision of the Constitution that the members of the High
Council of Justice shall have immunity, while it has clothed
judges with immunity because of the particular importance of
the duty that they perform and not as members of the High
Council of Justice. As is also said in Decision no. 212 of the
Constitutional Court of 29 October 2002, while the
Constitution has treated the organisation and functioning of
these institutions and the status of their members, it has
also at the same time defined the limits of their rights.
This line of reasoning has also been provided for judges as
well as several other functionaries of the constitutional
organs.
The Constitution has not assessed membership in the High
Council of Justice to be a less important duty, while
considering it as a function that cannot have the same legal
or political risk as a member who works full time as a judge.
Therefore, it cannot be accepted that it is compatible with
the spirit and content of the Constitution to give immunity to
the members of the High Council of Justice. This position
constitutes one more argument supporting the thesis that when
the Constitution maker created the High Council of Justice, it
did not have the purpose of charging it with exercising full
time functions, but only part time ones, as it has in fact
been organised and has functioned from the time of its
creation as an organ.
Article 6 of the law under examination amending the prior law
obligates the members of the High Council of Justice to
confirm their election to exercise one of the duties, that is,
either that of judge on duty or that of member of the High
Council of Justice. The immediate and forced interruption,
before the term, of the mandate of a member or the function of
a judge violates the Constitution, which in article 147/1 has
defined that the members of the High Council of Justice stay
in office for five years. According to this amendment made in
the law under examination, the members of the High Council of
Justice, upon being elected as such, can no longer exercise
the function of judge. Consequently, the constitutional and
legal provisions for a disciplinary proceeding of the judges,
as a guarantee of their independence and impartiality, will
not be applied for them. Not only that, but the new provision
of the law interrupts the constitutional function of the
judge, because by putting him before the obligation to choose
one of two alternatives – member of the High Council of
Justice or full-time judge – it limits his time of staying in
office, something that conflicts with the Constitution, which
provides that the time a judge stays in office cannot be
limited.
The above provisions have given the members elected by the
National Judicial Conference the right, at the end of their
mandate as members of the High Council of Justice, to return
to the court where they previously performed their duty as a
judge (or with their consent to another court of the same
level). A member of the High Council of Justice who in his
previous duty enjoyed the mandate of a member of the High
Court has been excluded from this rule. The latter cannot
return to the prior duty, but will be entitled to “the same
treatment as any member of the High Court whose time period
for staying in office ends.”
The obligation of a member of the High Court to choose one of
the duties, that is, either judge on duty or full time member
of the High Council of Justice, as well as excluding him from
the right to return as a member of the High Court, conflicts
with the content of several constitutional provisions.
In the first instance, the President of the Republic, who
appoints the members of the High Court, and the Assembly,
which gives consent to this appointment, having in mind the
moral and professional qualities of the judge, charge him with
adjudicating cases and give him a nine year mandate. Not only
by separating him from adjudicating, but also by not
guaranteeing that he can return as a judge after the end of
the mandate on the High Council of Justice, the law under
examination resolves these questions in violation of that
constitutional will. In the instant case, two constitutional
mandates compete with one another: that of judge of the High
Court and that of member of the High Council of Justice. The
question of which of these mandates should prevail should find
a solution starting with the organs from which these
functionaries received their mandate.
The selection of this mandate cannot be done by the judge
himself, since he has received the mandate of a member of the
High Court not from the National Judicial Conference, as the
members of the High Council of Justice receive it, but from
the President of the Republic and from the Assembly, that is,
the organ elected directly by the people. It cannot be
accepted that the Constitution will tolerate it that after the
representative organ of the people gives a mandate to perform
the duty of judge, the National Judicial Conference will give
another mandate that separates him from this duty in order to
perform that of full time member of the High Council of
Justice or which removes him finally from adjudicating in the
High Court. Not only that, but not permitting the member of
the High Court to return to the latter after finishing the
mandate in the High Council of Justice, under conditions when
his mandate as a judge has not ended, violates article 138 of
the Constitution, which expressly provides that the time
judges stay in office cannot be limited. The purpose of this
provision is, in the first instance, not to permit the
Assembly or the Government to set by law time periods for
judges to stay in office, because such a limitation contains
elements violating the independence of the judicial system.
Other problems emerge in relation to article 134 of the
Constitution concerning the removal from duty of a member of
the High Court, which [article] has exhaustively provided the
cases of the end of this mandate. The law under examination
has added the case of the end of the mandate when a judge of
the High Court is elected a member of the High Council of
Justice (or when he leaves the High Council of Justice),
something that also conflicts with analogous final
interpretations made by the Constitutional Court,
according to which it is not possible to make additions by law
on issues that the Constitution treats in an exhaustive
manner.
The law under examination has created conditions affecting the
constitutional formula of the composition of the High Council
of Justice with judges of all levels. It sets the pay of a
member of the High Council of Justice at an amount 10% less
than that of the deputy chairman of that organ, when the pay
of a member of the High Court is equal to the salary of the
latter. Starting with this violation and from the limitations
of the mandate of the judge of the High Court from nine years
to the five years of a member of the High Council of Justice,
as well as the guarantees of the work place that a member of
the High Council of Justice has in comparison to his duty as
judge, it can be concluded that the law under examination
indirectly impedes the participation in the High Council of
Justice of the judges of the High Court, under conditions when
participation from the three levels is essential, just as is
the composition of the High Council of Justice by a majority
of judges.
The absence of harmonisation of the provisions of a law with
those of other laws might not in itself create
unconstitutionality, but when the lack of clarity creates such
problems that lead to an incorrect implementation of the legal
provisions and to a violation of the principle of the state of
law and legal certainty, then it cannot be accepted that these
norms are not also incompatible with the spirit of the
Constitution. In the case under examination, the amendments
that were made also conflict with the unamended provisions of
article 7, point 1/c, according to which the mandate of a
member of the High Council of Justice ends when he is no
longer a judge or when a disciplinary measure has been taken
against him, as well as article 7, point 3 of law no. 8811 of
17 May 2001 “On the organisation and functioning of the High
Council of Justice,” according to which the premature end of a
mandate in the High Council of Justice is declared by decision
of the High Council of Justice and is not done by the
compelled declaration of the member himself.
Contrary to the claims of appellants, the Constitutional Court
does not find elements that are incompatible with the
Constitution in the content of article 1 of the law under
examination, which has made an addition to point 2 of article
4 of the prior law
and has specified that the members of the High Council of
Justice elected by the Assembly should not be judges. Such a
definition is compatible, on the one hand, with the principle
of the balancing of the powers, which requires control and
joint action among them, as well as with the formula of
article 147 of the Constitution, on the other hand, according
to which not only the judiciary will be represented in the
High Council of Justice, with ten members, but also the
legislative power with three members. The latter bring the
spirit of the legislative organ to the High Council of Justice
and, as such, should not be replaced with judges.
Appellants also claim that the law under examination was
approved in violation of the requirements of the provisions of
article 82/3 of the Constitution, because the Council of
Ministers did not give an expression about the financial
effects of the law.
From the materials of the case, it turns out that by document
no. 2838 of 15 November 2005, the Council of Ministers, in
response to a request of the Assembly, notified the latter
that the draft law does not have a direct influence in
reducing the income of the State Budget for 2005 and that it
is in agreement for its examination in the Assembly according
to the respective legal procedure.
Regardless of the legal form of the expression of the opinion
of the Council of Ministers (opinion or decision of the
Council of Ministers), article 82/3 of the Constitution opens
the way to approval of a non-governmental draft law even when
the Council of Ministers has not given its opinion within a 30
day time period. Therefore, the claim cannot be accepted that
the law is unconstitutional because there was no express
opinion of the Government for the financial support of the
respective draft law.
FOR THESE REASONS:
The Constitutional Court of the Republic of Albania, in
reliance on articles 49 ff. and 72 of law no. 8577 dated 10
February 2000 “On the organisation and functioning of the
Constitutional Court of the Republic of Albania,” by majority
vote
D E C I D E D:
- The repeal as incompatible with the Constitution
of the Republic of Albania of articles 2, 3, 4, 5 and 6 of law
no. 9448 of 5 December 2005 “On some amendments and additions
to law no. 8811 of 17 May 2001 ‘On the organisation and
functioning of the High Council of Justice.’ ”
- Refusal of the request to repeal article 1 of the law.
- This decision is conclusive, final and obligatory for
execution.
MINORITY OPINION
I do not agree with the decision of the majority. Although it
might not practically be the best solution for the functioning
of the High Council of Justice, Law no. 9448 of 5 December
2005 “On some amendments and additions to law no. 8811 of 17
May 2001 ‘On the organisation and functioning of the High
Council of Justice,’ ” does not conflict with the spirit and
content of the Constitution.
I will divide the arguments supporting this
opinion into two groups:
First, the law does not violate the
constitutional principles on which the judicial power was
constructed and on which it functions.
Second, the law in general does not violate
the regulations defined in the Constitution either.
1. Referring to the complaint, as well as the
decision of the majority, we see that the amendments that the
above-mentioned law brings are judged to be a direct violation
of the independence of the judicial power and the non-removability
of the judges. The new legal regulation according to which
the members of the High Council of Justice pass to full time
work in this organ is considered as a violation of the
constitutional formula for the functioning of this organ,
because, according to appellants, judges will now not take
part in the High Council of Justice, but “former judges,” and
consequently, the “self-government” is violated.
On the other hand, the majority considers putting
the judges before the alternative of working either as such or
as members of the High Council of Justice full-time a
violation of the principle of the non-removability of the
judge, because according to it, this movement is an imposed
one.
The minority has the categorical opinion that this
law does not violate the constitutional principles that
guarantee the organisation and activity of the judicial power,
such as the principle of independence and that of non-removability.
If we refer to genuine constitutional practice and theory, it
emerges that the concept of the independence of the judiciary
can be individualised in two levels: “So-called external
independence, which has to do with the guarantees that aim at
preserving the body of magistrates from the interferences that
might come from the political and social environment, other
public powers, the parties to an adjudication, interest
groups, but also the communications media. On the other hand,
so-called internal independence has to do with the
interactions that are conducted within the judicial body and
consists of guarantees that aim at protecting the judge from
intra-organisational pressures.”
One of the means by which the independence of the
judicial power is realised, according to our Constitution, is
the High Council of Justice, which as an independent
institution, with the composition and competences that it has,
“self governs” the judiciary.
In the first instance, the amendments to the law
do not affect the constitutional formula by which
“self-governance” is guaranteed. Referring to the view of
appellants and of the majority, the question arises
spontaneously: to what power does the group of nine judges
belong who pass to full time work? The answer of the minority
is categorical: they have been and remain representatives of
the judicial power. With the amendments to the law, they have
a position “sui generis,” their functions as judges
“freeze,” but it can never be accepted that they leave [the
judiciary]. This is so evident that in the reference of the
law, their return to the function of judge after the end of
the mandate in the High Council of Justice is not connected to
any condition provided by the legal provisions for the ex
novo recruitment of the judges. Thus, the members of the
High Council of Justice return to full time work as judges at
the end of their mandate and that [sic] the time of work in
the High Council of Justice is recognised as seniority for
purposes of their career in the judiciary. Furthermore, as
was also emphasised by the deputy chairman of the High Council
of Justice: the judge members of the High Council of Justice
should continue to remain members of the National Judicial
Conference even during the time that they work full time in
the former organ.
In attempting to avoid “conflicts of interest,”
the amendments to the law fully serve the preservation of the
“internal independence of the judiciary,” as mentioned above,
from intra-organisational pressures. According to the opinion
of the minority, a judiciary that while having an internal
hierarchy does not have existing dependencies and interests is
more protected in its internal independence. That is, the
relations between the chairman of a court and the judges is a
problem more of an administrative and procedural nature, but
they turn into fundamental dependencies when over the
relations, being chairman is “overlaid” with being a member of
the High Council of Justice. The relations between the judges
themselves also change, to the detriment of internal
independence, when one of them is also at the same time a
member of the High Council of Justice. The
intra-organisational pressures are avoided significantly in
those cases if we refer to the law as amended. With the
repeal of the amendment by the majority, the conflict of
interests and the “intra-organisational” pressures again
remain existent in the High Council of Justice and in the
judiciary in general.
Exactly these potential dangers (confirmed often
in practice) would be avoided in a visible way by the amended
law. In this connection, the organisation and functioning of
the High Council of the Italian Magistracy, where the members
work full time, could be taken as a very beneficial example.
The comparison that is made with the High Council of the
Magistracy is based on the fact that the Constitution of our
country is similar to the Italian Constitution.
Concerning article 7, letter “c,” on the end of
the mandate of a member of the High Council of Justice, the
majority and the appellants consider that the changes to the
existing law lack consistency. According to that provision,
being a member of the High Council of Justice (for the members
elected by the National Judicial Conference) is tied to being
a judge, which would mean that the mandate ends when the
person is no longer a judge.
From a comparison of the provisions, it does not
turn out that there is a clash or “confusion,” as the
appellants try to characterise it. On the contrary, the
provisions are in harmony and, with a simple interpretation of
the law, one reaches the conclusion that with the amendments
to the law, the mandate of a member of the High Council of
Justice does not end, because he continues to be a judge with
a temporary “sui generis” position.
2. But are there provisions that conflict with
the Constitution?
a) In article 4 of the law there is a clarification about the
members of the High Council of Justice who are elected by the
Assembly of the Republic of Albania. Based on the
Constitution, the law had as a criterion, before its
clarification, that they be jurists with no less than 15 years
experience in the profession. In my opinion, the legislator
has acted correctly by completing the law to specify that
these jurists should not be judges. The completion that the
appellants present as a violation of the Constitution is an
expression of the interpretation of the spirit of the
Constitution not to permit an eventual violation of the
constitutional formula, which has accepted that there be nine
judges in the High Council of Justice and not 12, as might
have happened before the amendment to the law, when the
Assembly might also have chosen three members from the ranks
of the judges.
b) In the law before amendment, incompatibility
was connected to the functions of member of the High Council
of Justice. In the amendments to the law, the term “function”
was replaced by the term “mandate.”
Appellants present this amendment as absurd and
unconstitutional, because according to them under the
amendments the performance of the function of the President of
the Republic, the Minister of Justice and the President of the
High Court is considered incompatible with the function of
member of the High Council of Justice.
The reasoning connected with the constitutionality
of this amendment is entirely groundless, because the above
three subjects are ex officio members of the High
Council of Justice. They do not receive or leave a mandate
and that [sic] their function is not limited in time with that
of members of the High Council of Justice. Consequently, it
was the formulation before the amendment that was against the
Constitution, tying incompatibility with function and,
consequently, directly violating the constitutional and legal
position of the above subjects. The amendment made from
“function” to “mandate” avoids this unconstitutionality,
because the clear distinction could normally be made as to
which members of the High Council of Justice earn or receive a
mandate and which ones have membership in this organ in their
function.
The minority is of the opinion that the problem of
immunity could have been discussed only for the three members
elected by the Assembly. In addition, the status of a member
of the High Council of Justice who comes from the High Court
also remains a problem. Nevertheless, there was no reason for
these defects, which could normally be repaired by
legislation, to serve as one of the reasons for the
unconstitutionality and repeal of the law as an entirety.
Member:
Alfred Karamuço
MINORITY OPINION
I am against the resolution of the case by the majority
concerning the amendments to the law on the High Council of
Justice.
1. It is now a consolidated practice of European
democracies that have inserted in their legal order (in some
cases also in the Constitution) an organ like the High Council
of justice, which constitutes an effective guarantee for
respecting democratic principles, including the autonomy and
independence of the judiciary and the protection of the
fundamental rights and freedoms. Such an organ has as its
principal duty the exercise of the attributes of the
administration of the judicial power, which previously were in
the competence of the executive.
According to Article 147 of the Constitution, the
High Council of Justice is a constitutional organ with a
specified numerical composition, as well as with the manner of
election of its members. Thus, three members are ex
officio, nine are elected by the National Judicial
Conference and three by the Assembly. This composition,
sanctioned in the prior law, is also kept by law no. 9448 of 5
December 2005, which has been objected to in the
Constitutional Court.
Such a solution has been adopted by many states in
order to balance the exercise of the powers according to the
principle of “checks and balances,” but giving
numerical priority to the members coming from the judiciary.
With the new law, it has been specified because of
the avoidance of conflicts of interest that the members of the
High Council of Justice work full time, while the composition
remains the same in the proportions that the Constitution has
defined. The designation of full time is the discretion of
the lawmaker; it is a judgment that is made in a particular
situation and for a purpose that the state intends to
achieve. This solution is also recognised in other states and
in this, there is nothing in the regulation that is in
violation of the Constitution.
2. Another problem is whether the members elected
from the ranks of the judges will remain such and if not, does
this regulation conflict with article 147 of the
Constitution? Of course, according to the law, judges elected
to the High Council of Justice do not exercise their function
as full time judges any more for so long as they are members
of the High Council of Justice. The law does not permit this,
which for this reason has avoided conflicts of interest. The
solution that the law has made does not violate the
Constitution, however, as long as the manner of election and
the number designated by it has been preserved. The
Constitution has put as a criterion the election of members by
judges of all levels, and therefore mentions the term
‘judge.” But, this not does not mean that they will remain
such while they exercise the duty of the member of the High
Council of Justice. To accept the contrary is nonsense and
practically impossible to realise, because they cannot work
full time in two places of work at the same time. The meaning
of the constitutional norm is that 2/3 of the members shall
come from the judiciary but not remain judges, as the members
elected by the Assembly cannot remain in their posts.
The term “judge” used in the Constitution does not
have the meaning that they will continue to be full time
judges even after they are elected members of the High Council
of Justice. The purpose of the constitutional norm is that
the election of nine members of the High Council of Justice
shall be done from the circle of judges of all levels, that
is, not just to belong to the judiciary in general but to be
from those who take part directly in the rendering of justice.
Their participation in the High Council of Justice as full
time members, not exercising the duty of judge in effect for
so long as they are members of the High Council of Justice,
does not violate the constitutional principle of election from
the judiciary, because they are elected precisely from that
power and they represent it. Furthermore, on the basis of the
law, they return to exercise again the function of judge upon
the end of the mandate as members of the High Council of
Justice or if they resign from that post.
Nonetheless, it is up to the desire of the judge
to choose one or another post. He is free to remain a judge,
or, when he considers it more appropriate to be a member of
the High Council of Justice, he may choose the latter.
So far as concerns the members of the High Court,
as to whom the law does not say that they return to duty at
the end of the mandate as member of the High Council of
Justice, the latter does not make the law unconstitutional.
Even in this case, the election will be made by the member of
the High Court himself. The comparative example using the
nine-year time period of the mandate of a member of the High
Court and the five year term of a member of the High Council
of Justice is abusive, because in fact the election of members
of the High Council of Justice from this instance of the
judiciary is not hindered either. It might be accepted that a
judge of the High Court who is at the beginning of his mandate
will not resign from duty to become a member of the High
Council of Justice, but this cannot be said for another who is
at the end of the mandate as a judge.
However, the selection is at the will of the judge, and
therefore this legal regulation is not incompatible with the
Constitution.
3. So far as concerns the immunity of the members
of the High Council of Justice, I am of the opinion that the
recognition of such a right is not contrary to the
Constitution. On the contrary, if the law had not recognised
this right, which the members elected from the judiciary have
earned by their post and similarly the ex officio
members, this would have been considered an inappropriate
protection of the members and a violation of the authority of
the High Council of Justice as a constitutional organ.
In connection with this, the sub-commission for
constitutional reform of the Venice Commission has
recommended: “Taking account of the typical situation in
Albania, it would be appropriate for the law to give the
members of the High Council of Justice immunity from criminal
prosecution because of acts performed during the exercise of
their functions.”
4. I am of the opinion that it would have been
inappropriate for a law to be considered incompatible with the
Constitution that treats the organisation of the High Council
of Justice the same as in Italy, France, Germany, Spain,
Portugal etc., with the strict composition according to the
Constitution ex officio, 2/3 from the judiciary and 1/3
from the Assembly. A regulation for full time work in the
High Council of Justice does not violate any of the
constitutional principles, to the contrary, in the spirit of
the Constitution, it avoids conflicts of interest.
Referring to the Italian practice and legislation,
we see that the members elected by the magistracy are removed
from their functions, while the members ex officio stay
in office.
Law no. 9448 of 5 December 2005 “On some
amendments to the law on the High Council of Justice” has also
adopted the same criteria. Putting these positions up against
one another, and also taking account of the solution given by
the majority, it would have been inappropriate to have thought
that the Italian state has had for a long time (and continues
to maintain) such a situation of unconstitutionality.
Member:
K. Peçi
MINORITY OPINION
I cannot be at all in agreement with the majority. I think
that not only article 1, but all the provisions of law no.
9448 of 5 December 2005 “On some amendments and additions to
law no. 8811 of 17 May 2001 ‘On the organisation and
functioning of the High Council of Justice’ ” in their
entirety are not in violation of the Constitution, and
therefore the complaint directed to the Constitutional Court
by a group of deputies should have been refused as groundless.
In the democratic state as a form of government,
the Constitution is a “directional” order and not an order
that controls every law in detail. The Constitution defines
the general principles of the construction, organisation and
functioning of the democratic state. It is not a regulatory
mechanism for everything. In general, its declarations are
fragmentary, in a manner so as to create the appropriate space
for interpretation and implementation in practice. Only such
a Constitution can have a long life. In the exercise of his
functions, the lawmaker has a broad space for judgment, but
always rigorously respecting the fundamental principles
declared in the Constitution.
The successful implementation of the fundamental
constitutional principles, especially those having to do with
good governance, the state of law and respect for the
fundamental human rights and freedoms, requires a serious
engagement, co-ordinated and in good faith, of all the state
mechanisms, especially those mechanisms that are connected in
a direct manner with the three main powers. In this sense,
every constitutional institution or mechanism should be
restrained in the exercise of its competences within the
constitutional space, without violating the legitimate
competences and constitutional functions of the other
institutions, and all the more of Parliament as the
legislative organ and the bearer of the sovereignty of the
people. The separation of powers and parliamentary sovereignty
are central elements in the parliamentary regime of
governance.
It is in this framework that the relationships
that the Constitution creates between the legislative process
and constitutional justice should be seen and evaluated, and
in this case also between the Assembly itself and the
Constitutional Court as the central institutions that exercise
the above competences. Of course the place they occupy in the
democratic state, the organisation and competences of each of
them are quite different, but on the other hand it is more
than necessary that they co-ordinate and complete one another
in the service of respecting the fundamental constitutional
principles in the best way possible. And nevertheless, in
this co-operation, the Assembly is the main partner. In the
exercise of its principal function as the lawmaker, as a rule
it is also at the same time the first interpreter of a
constitutional norm.
The space for interference or for this
interpretation in the service of the approval of new
legislation depends above all on the nature of the
constitutional norm that is being interpreted, the nature and
the space that the constitutional declaration itself creates
in the material meaning. If it has a general and fragmentary
nature, the possibility exists for quite a broad
interpretation of it, but always respecting the central values
of the constitutional declaration and its harmonisation with
other constitutional concepts. Within this space, the
majority in the Assembly in particular is free to orient
itself also by politics, which more concretely means in its
political programmes and priorities on the basis of which it
was voted for in the last parliamentary elections. It is its
primary obligation to implement this political programme in
its entirety, and effectively, during its whole mandate.
This interpretation or this interference should be
understood as a legitimate attempt to reach specific political
objectives, which normally are not given directly in the
constitutional norms. On the other hand, also within this
space, the Legislator has the duty of interpreting and
implementing those constitutional norms on a continuing basis
in conformity with the priorities, interests or problems that
the time imposes. Therefore, through its activity the
Lawmaker may also develop further the content of particular
constitutional provisions, but without affecting their essence
or other fundamental principles. Thus, the Assembly does not
present itself only as a constitutional organ, but also as a
joint formulator of constitutional law, as the principal
guarantor for respecting the concept of the constitutional
state.
In contrast to the above, the Constitutional Court
is more restricted in this connection, both materially as well
as in its competence. It guarantees respect for the
Constitution and makes a final interpretation of it, having it
as a central objective to check the compliance of the laws
approved by the Lawmaker with the constitutional norms and
principles. In this framework, in the complex process of
legitimating contemporary political systems, the
Constitutional Court plays a very important role in checking
that the fundamental human rights and freedoms declared in the
Constitution are respected, as well as other constitutional
principles or values, such as the separation of powers, the
independence of the judicial power, legal certainty, etc. In
this sense it performs an extremely important task, that of
checking the very legislative process itself, and in this case
also of one of the central functions of Parliament
The noted American philosopher Cahn emphasised
that “…every democratic state has the solemn obligation of
making it possible for judges to keep the power of Parliament
under control.”
But this complicated and delicate process should assure to the
maximum rationality, transparency and good understanding. It
should not be forgotten that the Constitutional Court is a
negative lawmaker. It cannot replace the Assembly. Its
examination is focussed only on assessing the
constitutionality of a law. For this purpose it tries also to
uncover its essence, but without claiming to make a detailed
correction or clarification of the law. The intervention of
the Constitutional Court is done in conformity with the
competences recognised to it by the Constitution. It cannot
stand as an authoritative organ before the Lawmaker, making an
exhaustive or hypothetical interpretation of the Constitution
and not leaving other alternatives of interpretation and
implementation when such a thing is not found by the provision
itself that is being interpreted. The Constitutional Court
makes a final interpretation of the Constitution, but without
making constitutional amendments. Alexander Hamilton
emphasised that the right of checking does not put the
judiciary over the Legislative, but on the contrary, both are
put to the duty of being subject to the constitutional
authority.
These constitutional standards are not taken
account of in the majority decision. The law in question might
have inaccuracies or problems. It might not be the best
solution for the instant case. This also varies much
depending on the view that each might have of the law. But
nevertheless, what is most important to emphasise is that all
its provisions not only do not conflict with the fundamental
constitutional principles, but on the contrary they are in the
service of their real interpretation and affirmation in
Albanian reality. On the other hand, I think that in its
decision the majority often enters into unimportant details,
and the arguments that it uses are not in the service of the
fundamental constitutional principles. It does not succeed in
analysing and putting in a correct relationship the core of
the law or its main purpose and the means that the lawmaker
uses to reach this purpose.
The central argument of the majority is that the
law in question conflicts with article 147/1 of the
Constitution, the interpretation of which, according to the
majority, leads to the conclusion that the draftsmen of the
Constitution had it in mind to create the High Council of
Justice as a permanent organ, but with a part time
membership. According to it, this conclusion is also
supported by article 143 of the Constitution, in which it is
stressed that “Being a judge is not compatible with any other
state, political or private activity.” On this basis, the
conclusion is reached in the majority opinion that the
solution produced by the new law is in violation of the
constitutional regulations and seriously violates the
independence of the judicial power.
In fact, the majority of democratic countries
operate today with mechanisms similar to the High Council of
Justice dealt with also in article 147 of our Constitution.
In general, in its composition special attention is devoted to
the best possible representation of the judicial power (as a
rule, more than half are judges), in the function of the
central idea of the need of this power for self-governance,
but without denying representation in this constitutional
institution also to representatives of the two other powers,
because it is rightfully emphasised that the problems of
justice are not only problems of the judicial power. They
interest the whole state and democratic society in its
entirety. However, special care is devoted to keeping this
constitutional organ from the pressure or interference of
these two powers during decision-making.
In the final analysis, this mechanism should
guarantee the real independence of the judicial power in all
its components, which means the individual independence of the
judges, their collective independence as well as the
deliberative independence of the judges. However, the main
thing is that in its decision making on a concrete question,
the judge should always be free to be subjected to and to
decide only on the basis of the Constitution and the laws.
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